{"id":169,"date":"2015-11-05T13:46:05","date_gmt":"2015-11-05T13:46:05","guid":{"rendered":"http:\/\/elluxconsultoria.com.br\/?p=169"},"modified":"2017-03-29T14:57:31","modified_gmt":"2017-03-29T14:57:31","slug":"corrupcao-e-compliance-casos-transnacionais","status":"publish","type":"post","link":"https:\/\/elluxconsultoria.com.br\/?p=169","title":{"rendered":"Corrup\u00e7\u00e3o e Compliance \u2013 Casos Transnacionais"},"content":{"rendered":"<h1>Gest\u00e3o de <strong>\u00e9tica e integridade<\/strong>\/<em><strong>compliance<\/strong><\/em><\/h1>\n<p>A gest\u00e3o de <strong>\u00e9tica e integridade<\/strong>\/<em><strong>compliance<\/strong><\/em> est\u00e3o evoluindo como elementos chave da <strong>gest\u00e3o empresarial<\/strong>, reduzindo <strong>riscos<\/strong>, penalidades e perda de imagem. Tal fato no Brasil est\u00e1 associado fundamentalmente aos crescentes casos de corrup\u00e7\u00e3o identificados, e o aumento do rigor da legisla\u00e7\u00e3o, particularmente a Lei 12.846\/13 e sua regulamenta\u00e7\u00e3o atrav\u00e9s do Decreto 8.420\/15.<\/p>\n<h1><strong>Relat\u00f3rio da OCDE<\/strong><\/h1>\n<p>Reproduzo alguns dados bastante elucidativos sobre suborno int<span class=\"text_exposed_show\">ernacional e os programas de <em><strong>compliance<\/strong><\/em>, extra\u00eddos do <a href=\"http:\/\/www.oecd.org\/\u2026\/oecd-foreign-bribery-report-978926422\u2026\"><strong>Relat\u00f3rio da OCDE<\/strong><\/a> (Organiza\u00e7\u00e3o para a Coopera\u00e7\u00e3o e Desenvolvimento Econ\u00f4mico) Foreign Bribery Report, de dez\/14, que analisou 427 casos transnacionais conclu\u00eddos desde a aprova\u00e7\u00e3o da sua Conven\u00e7\u00e3o Internacional Anti-Corrup\u00e7\u00e3o (1999):<\/span><\/p>\n<ul>\n<li><span class=\"text_exposed_show\">33% dos casos foram instigados por auto den\u00fancia, enquanto 13% foram iniciados por \u00f3rg\u00e3os p\u00fablicos fiscalizadores;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">das companhias que fizeram auto den\u00fancia, 31% ficaram cientes do suborno atrav\u00e9s de auditorias internas, e 28% atrav\u00e9s de procedimentos para execu\u00e7\u00e3o de <em>due-dilligence<\/em> em processos de aquisi\u00e7\u00e3o-fus\u00e3o;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">em 41% dos casos, o n\u00edvel de gest\u00e3o pagou ou autorizou o suborno, enquanto que o CEO estava envolvido em 12% dos casos;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">Intermedi\u00e1rios estavam envolvidos em 75% deles;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">59% ocorreram em 4 setores: minera\u00e7\u00e3o (19%); constru\u00e7\u00e3o (15%); transporte e estocagem (15%); e informa\u00e7\u00e3o e comunica\u00e7\u00e3o (10%);<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">em 57%, pagou-se propina para ganhar contratos p\u00fablicos de compra.<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">80 pessoas culpadas foram presas no per\u00edodo;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">261 multas foram aplicadas a indiv\u00edduos e empresas (por categorias, n\u00e3o por casos);<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">A maior multa aplicada a uma empresa foi de EUR $ 1,8 bilh\u00f5es, enquanto que US$ 149 milh\u00f5es foram a maior quantia confiscada de indiv\u00edduos nos casos;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">em m\u00e9dia, a propina correspondeu a 10,9% do valor total transacionado e 34,5% dos lucros.<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">390 investiga\u00e7\u00f5es est\u00e3o em andamento em 24 pa\u00edses dos 41 signat\u00e1rios da Conven\u00e7\u00e3o da OCDE;<br \/>\n<\/span><\/li>\n<li><span class=\"text_exposed_show\">dura\u00e7\u00e3o m\u00e9dia de 7,3 anos dos casos conclu\u00eddos de suborno estrangeiro em 2013 (sendo de 15 anos a dura\u00e7\u00e3o do caso mais longo).<\/span><\/li>\n<\/ul>\n<div class=\"text_exposed_show\">\n<p style=\"text-align: right;\"><em><strong>Michel Epelbaum<\/strong> <\/em>\u2013 diretor da Ellux Consultoria<\/p>\n<p>Consulte nossos servi\u00e7os de <strong><a href=\"http:\/\/www.elluxconsultoria.com.br\/consultoria\/\">Consultoria<\/a><\/strong>, <strong><a href=\"http:\/\/www.elluxconsultoria.com.br\/treinamentos\/\">Treinamento<\/a><\/strong> e <strong><a href=\"http:\/\/www.elluxconsultoria.com.br\/auditoria\/\">Auditoria<\/a><\/strong> em Sistemas de Gest\u00e3o de <a href=\"http:\/\/www.elluxconsultoria.com.br\/compliance\"><strong>Compliance<\/strong><\/a>\/<strong>Integridade<\/strong>, inclusive nas Normas <a href=\"http:\/\/www.elluxconsultoria.com.br\/iso-37001-sistema-de-gestao-antissuborno\/\"><strong>ISO 37001<\/strong><\/a> \u2013 <strong>antissuborno<\/strong> e <strong>ISO 19600<\/strong> \u2013 <strong>compliance<\/strong>.<\/p>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Gest\u00e3o de \u00e9tica e integridade\/compliance A gest\u00e3o de \u00e9tica e integridade\/compliance est\u00e3o evoluindo como elementos chave da gest\u00e3o empresarial, reduzindo riscos, penalidades e perda de imagem. Tal fato no Brasil est\u00e1 associado fundamentalmente aos crescentes casos de corrup\u00e7\u00e3o identificados, e o aumento do rigor da legisla\u00e7\u00e3o, particularmente a Lei 12.846\/13 e sua regulamenta\u00e7\u00e3o atrav\u00e9s do<\/p>\n<p class=\"more-link\"><a href=\"https:\/\/elluxconsultoria.com.br\/?p=169\" class=\"themebutton2\">READ MORE<\/a><\/p>\n","protected":false},"author":23,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[12],"tags":[4,7,6],"class_list":["post-169","post","type-post","status-publish","format-standard","hentry","category-compliance","tag-compliance","tag-etica","tag-integridade"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.6 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Corrup\u00e7\u00e3o e Compliance \u2013 Casos Transnacionais - Ellux Consultoria<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/elluxconsultoria.com.br\/?p=169\" \/>\n<meta property=\"og:locale\" content=\"pt_BR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Corrup\u00e7\u00e3o e Compliance \u2013 Casos Transnacionais - Ellux Consultoria\" \/>\n<meta property=\"og:description\" content=\"Gest\u00e3o de \u00e9tica e integridade\/compliance A gest\u00e3o de \u00e9tica e integridade\/compliance est\u00e3o evoluindo como elementos chave da gest\u00e3o empresarial, reduzindo riscos, penalidades e perda de imagem. 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